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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

CHARLES ZHONG ZHENG

Advisor at WELLS FARGO ADVISORS

WALNUT CREEK, CA | SAN RAMON, CA | DANVILLE, CA

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Search this name across graphsid dfx:ria:20862c0b-48a6-88f3-e461-3867e8de5c17

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 4, 2008
First registration: Sep 5, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5517193

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 3, 2015	n/a	yes	WALNUT CREEK, CA\|SAN RAMON, CA\|DANVILLE, CA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Apr 16, 2015	no	DUBLIN, CA\|DUBLIN, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 16, 2011	Oct 1, 2012	no	DUBLIN, CA\|DUBLIN, CA	Previous registration
MORGAN STANLEY	Wirehouse	Oct 14, 2010	Jun 20, 2011	no	Walnut Creek, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 5, 2008	Mar 19, 2010	no	OAKLAND, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Apr 16, 2015	Apr 3, 2015	-13	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
MORGAN STANLEY	CHASE INVESTMENT SERVICES CORP.	Jun 20, 2011	Jun 16, 2011	-4	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	MORGAN STANLEY	Mar 19, 2010	Oct 14, 2010	209	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:19616:CA:2015-04-08	Apr 16, 2015	Apr 3, 2015	DUBLIN, CA	Firm change

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Apr 3, 2015 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Apr 16, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 16, 2011 to Oct 1, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 14, 2010 to Jun 20, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 5, 2008 to Mar 19, 2010factForm ADV

Dated events

No dated event names this entity yet.