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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

DAVID AARON BORDEN

Advisor at CETERA INVESTMENT ADVISERS LLC

WESTBOROUGH, MA

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Search this name across graphsid dfx:ria:20879cdc-e308-b7fc-ab96-fea2257a1254

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 28, 1996
First registration: Mar 18, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2790239

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	WESTBOROUGH, MA	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jan 20, 2023	Jun 29, 2023	no	WESTBOROUGH, MA\|Westborough, MA\|LOUDONVILLE, NY	Previous registration
CCR WEALTH MANAGEMENT, LLC	Former SEC adviser	Dec 5, 2008	Jan 10, 2013	no	WESTBOROUGH, MA	Previous registration
VESTAX SECURITIES CORPORATION	n/a	Mar 18, 2001	Jan 1, 2004	no	WORCESTER, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
CCR WEALTH MANAGEMENT, LLC	CETERA ADVISOR NETWORKS LLC	Jan 10, 2013	Jan 20, 2023	3,662	Firm change after gap	Other
VESTAX SECURITIES CORPORATION	CCR WEALTH MANAGEMENT, LLC	Jan 1, 2004	Dec 5, 2008	1,800	Firm change after gap	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jan 20, 2023 to Jun 29, 2023factForm ADV
→ CCR WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 5, 2008 to Jan 10, 2013factForm ADV
→ VESTAX SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 18, 2001 to Jan 1, 2004factForm ADV

Dated events

No dated event names this entity yet.