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Reading the graph
Advisor at SPC
Costa Mesa, CA | ANN ARBOR, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Spc | Bd affiliated wealth | Oct 31, 2017 | n/a | yes | Costa Mesa, CA|ANN ARBOR, MI | Current employment |
| THE PLANNERS NETWORK, INC. | Former SEC adviser | Aug 30, 2002 | Jan 9, 2003 | no | HUNTINGTON BEACH, CA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Nov 30, 1999 | Nov 2, 2017 | no | COSTA MESA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | THE PLANNERS NETWORK, INC. | Nov 2, 2017 | Aug 30, 2002 | -5,543 | Firm change after gap | Other |
| THE PLANNERS NETWORK, INC. | Spc | Jan 9, 2003 | Oct 31, 2017 | 5,409 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:108355:CA:2017-10-19 | Nov 2, 2017 | Aug 30, 2002 | COSTA MESA, CA | Firm change after gap |