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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
ROCKY MOUNT, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Sep 8, 2021 | n/a | yes | ROCKY MOUNT, NC | Current employment |
| EDWARD JONES | National bd RIA | Mar 18, 2013 | Sep 9, 2021 | no | NASHVILLE, NC|ST LOUIS, MO|ROCKY MOUNT, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Sep 9, 2021 | Sep 8, 2021 | -1 | Firm change | Ibd to ibd |