DFX Intelligence

C•••••• E••••• E•• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

C•••••• E••••• E•• H••••

Advisor at B• A•••• M••••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:20979014-d48a-057a-0fd7-4db72edb9cf2

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 0
Dated events: 1
On other graphs: 0
Observed: Jan 2, 1998 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 29, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B• A•••• M••••••••• L••	Independent wealth	Sep 21, 2026	n/a	yes	NEW YORK, NY	Current employment
B• A•••• M••••••••• L••	Independent wealth	Mar 15, 2011	Dec 31, 2025	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A••••••••• L•••	B• A•••• M••••••••• L••	Jul 21, 2010	Aug 12, 2010	22	Firm change	Other
C••••• A•• C••••••• L•••	P••••••• A••••••••• L•••	Nov 7, 2002	Mar 19, 2004

Relationships

No published relationship touches this entity yet.

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 21, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20979014-d48a-057a-0fd7-4db72edb9cf2
First observed: Jan 2, 1998
Last observed: Sep 22, 2026 26 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.