DFX Intelligence

J••• E••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J••• E••••••• M•••••

Advisor at K••••••• F•••••••• G••••• L••

LEXINGTON, KY | Mt. Sterling, KY

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Search this name across graphsid dfx:ria:20a60878-9480-1f91-2964-f9df3697cfca

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• F•••••••• G••••• L••	Independent wealth	Jul 14, 2017	n/a	yes	Mt. Sterling, KY\|LEXINGTON, KY	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Feb 13, 2017	Jun 14, 2017	no	Carmel, IN\|Lexington, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	K••••••• F•••••••• G••••• L••	Jun 14, 2017	Jul 14, 2017	30	Firm change	Other

Relationships

Registered with (2)

→ K••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jul 14, 2017 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2017 to Jun 14, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20a60878-9480-1f91-2964-f9df3697cfca
First observed: Feb 13, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.