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RIA / WealthAdvisor38 years in industry

BARRY LEE HARRIS

Advisor at HARRIS WEALTH ADVISORS, LLC

AUSTIN, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARRIS WEALTH ADVISORS, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 6, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 6, 1988
First registration: Jan 1, 1991
Dual registered: no
Other names: BARRY L HARRIS
IAPD individual key: 1781727

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARRIS WEALTH ADVISORS, LLC	Former SEC adviser	Feb 22, 2021	n/a	yes	AUSTIN, TX	Current employment
HARRIS WEALTH ADVISORS, LLC	Former SEC adviser	Jan 7, 2019	Dec 31, 2020	no	AUSTIN, TX	Previous registration
HARRIS WEALTH ADVISORS, LLC	Former SEC adviser	Feb 15, 2017	Dec 31, 2018	no	AUSTIN, TX	Previous registration
HARRIS WEALTH ADVISORS, LLC	Former SEC adviser	Apr 21, 2014	Dec 31, 2016	no	AUSTIN, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Mar 10, 2014	no	AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jun 19, 2009	Jan 3, 2011	no	AUSTIN, TX\|AUSTIN, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 1, 1991	Jan 17, 2006	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	HARRIS WEALTH ADVISORS, LLC	Mar 10, 2014	Apr 21, 2014	42	Firm change	Wirehouse to new firm
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	WELLS FARGO INVESTMENTS, LLC	Jan 17, 2006	Jun 19, 2009	1,249	Firm change after gap	Other

Relationships

Registered with (4)

→ HARRIS WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 7, 2019 to Dec 31, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Mar 10, 2014factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 19, 2009 to Jan 3, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 1, 1991 to Jan 17, 2006factForm ADV

Dated events

No dated event names this entity yet.