DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at A••••••• A••••• L••
HOLLAND, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• A••••• L•• | Independent wealth | Jan 2, 2026 | n/a | yes | HOLLAND, MI | Current employment |
| S••••••••• W••••• | Mixed wealth | Apr 4, 2019 | Dec 16, 2021 | no | SUMMIT, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• W••••• | A••••••• A••••• L•• | Dec 16, 2021 | Jan 2, 2026 | 1,478 | Firm change after gap | RIA to RIA |
| A•••••••• C•••••• M••••••••• | S••••••••• W••••• | Mar 21, 2017 | Apr 4, 2019 |
| Independent wealth |
| Jun 10, 2011 |
| Mar 21, 2017 |
| no |
| GRAND RAPIDS, MI|CORNELIUS, NC |
| Previous registration |
| R•••• I••••••••• A••••••• L•• | Bd affiliated wealth | Nov 1, 2010 | Jun 7, 2011 | no | KENTWOOD, MI | Previous registration |
| S•••••••• F••••••••• I••• | Former SEC adviser | Feb 2, 2010 | Nov 2, 2010 | no | SCOTTSDALE, AZ|GRANDVILLE, MI | Previous registration |
| 744 |
| Firm change after gap |
| Other |
| R•••• I••••••••• A••••••• L•• | A•••••••• C•••••• M••••••••• | Jun 7, 2011 | Jun 10, 2011 | 3 | Firm change | Other |
| S•••••••• F••••••••• I••• | R•••• I••••••••• A••••••• L•• | Nov 2, 2010 | Nov 1, 2010 | -1 | Firm change | Other |