DFX Intelligence

A••••• F••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

A••••• F••••••••• I•••

CRD 159581

EBENSBURG, PA

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Search this name across graphsid dfx:ria:20bc51eb-1d51-506f-f97a-a490f9ed4700

Data as of Jan 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2026 to Jan 19, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $41.2M••• Locked
Discretionary RAUM: $0
Private client RAUM: $29.3Mderived••• Locked
Private client share: 71%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P•••••• E••••• L•••	n/a	EBENSBURG, PA	14	29	n/a	yes
W•••••• J••• M•••••••	n/a	EBENSBURG, PA	14	39

Relationships

Registered with (3)

← T••••• P•••••• C•••••Advisorregistration: current employment
Jan 30, 2012 to presentfactForm ADV
← W•••••• J••• M•••••••Advisorregistration: current employment
Jan 18, 2012 to presentfactForm ADV
← P•••••• E••••• L•••Advisorregistration: current employment
Jan 4, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20bc51eb-1d51-506f-f97a-a490f9ed4700
First observed: Jan 19, 2026
Last observed: Jan 19, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.