DFX Intelligence

A•••• D••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

A•••• D••• R••••

Advisor at I••••••••• A•••••• A•••••••• L••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:20bd89f9-5f15-ef3c-add9-948128ac0b57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 8, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 6, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Aug 3, 2026	n/a	yes	CHARLOTTE, NC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 8, 2015	Aug 8, 2025	no	FORT MILL, SC\|WAXHAW, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	I••••••••• A•••••• A•••••••• L••	Aug 8, 2025	Aug 3, 2026	360	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 8, 2015 to Aug 8, 2025factForm ADV

Dated events

Occurred
Aug 8, 2025
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20bd89f9-5f15-ef3c-add9-948128ac0b57
First observed: Apr 8, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.