This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RBC CAPITAL MARKETS, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 14, 1999earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Oct 14, 1999

First registration

Dec 10, 2018

Dual registered

yes, broker-dealer

Other names

KATHLEEN MCLAUGHLIN|KATHLEEN ANNE MCLAUGHLIN

IAPD individual key

3119335

• Occurred

  May 26, 2022
  Advisor changed firm

  Kathleen Anne Ringler left Osaic Institutions, Inc. for Rbc Capital Markets, Llc (registered 2022-05-26)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:20cf4c8c-e90a-39c7-c9cf-5a7cabf42bfe

First observed

Dec 10, 2018

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.