DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

Francis Sanchez

Advisor at EDWARD JONES

Saint Augustine, FL | ST AUGUSTINE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20d1f3e9-32a8-5659-fb13-76eea45cfe68

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Aug 14, 2006
First registration: Nov 30, 2009
Dual registered: yes, broker-dealer
Other names: FRANK SANCHEZ|FRANCIS SANCHEZ|Francis Sanchez|FRANCIS SANCHEZ
IAPD individual key: 5006689

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jul 1, 2024	n/a	yes	Saint Augustine, FL\|ST AUGUSTINE, FL	Current employment
VANGUARD ADVISERS, INC.	Bd affiliated wealth	May 6, 2020	Sep 22, 2023	no	Charlotte, NC	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 1, 2018	Mar 6, 2020	no	Red Bank, NJ	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Sep 18, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Apr 18, 2011	Jul 13, 2018	no	SHREWSBURY, NJ	Previous registration
EDWARD JONES	National bd RIA	Nov 30, 2009	Jul 28, 2010	no	ST LOUIS, MO\|SPRING LAKE, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANGUARD ADVISERS, INC.	EDWARD JONES	Sep 22, 2023	Jul 1, 2024	283	Firm change	Ibd to ibd
ADVICE AND PLANNING SERVICES	VANGUARD ADVISERS, INC.	Mar 6, 2020	May 6, 2020	61	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	ADVICE AND PLANNING SERVICES	Sep 18, 2018	Oct 1, 2018	13	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
EDWARD JONES	STRATEGIC ADVISERS LLC	Jul 28, 2010	Apr 18, 2011	264	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288590:20472:MA:2018-09-10	Sep 18, 2018	Oct 1, 2018	BOSTON, MA	Firm change

Relationships

Registered with (5)

→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 30, 2009 to Jul 28, 2010factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
May 6, 2020 to Sep 22, 2023factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 1, 2018 to Mar 6, 2020factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Sep 18, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Apr 18, 2011 to Jul 13, 2018factForm ADV

Dated events

Occurred
Sep 22, 2023
Advisor changed firm
Francis Sanchez left Vanguard Advisers, Inc. for Edward Jones (registered 2024-07-01)
Form ADVobserved 5 days ago