DFX Intelligence

H•••• W••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

H•••• W••••• W••••• M••••••••• L••

H•••• & W••••• WEALTH MANAGEMENT, LLC, CRD 145662

PORTLAND, OR

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Data as of Mar 12, 2019 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2012 to Mar 12, 2019
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $293M••• Locked
Discretionary RAUM: $277M
Private client RAUM: $292Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••• A••••• E•••	PRINCIPAL/MANAGING MEMBER	E	yes	11/2007	Mar 20, 2012	Mar 12, 2019
W•••••• G••••••• T•••	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	Na	yes	11/2007	Mar 20, 2012	Mar 12, 2019

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$293M	$296M	-1.2%	$201M	13.3%	7	6	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A•••• P•••••••• L••	3	Jul 17, 2019	Jul 2, 2019	PORTLAND, OR	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (2)

← W•••••• G••••••• T•••OwnerCHIEF COMPLIANCE OFFICER/VICE PRESIDENT, ownership code NA, individual
Mar 20, 2012 to presentfactForm ADV
← H••••• A••••• E•••OwnerPRINCIPAL/MANAGING MEMBER, ownership code E, individual
Mar 20, 2012 to presentfactForm ADV

Registered with (3)

← G•••••• T••• W•••••Advisorregistration: previous registration
Nov 30, 2007 to Jul 17, 2019factForm ADV
← B•••• J••• B•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 20, 2012
Last observed: Mar 12, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.