DFX Intelligence

S•••• E•••••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

S•••• E•••••••• R•••••••

Advisor at F•••• P••••••• W•••••• L••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:0a74d611-9e2d-5bac-5adc-a06a64978d08

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	May 5, 2025	n/a	yes	WALNUT CREEK, CA	Current employment
A•••• P•••••••• L••	Former SEC adviser	Jul 2, 2019	Jun 27, 2025	no	Portland, OR\|Portland, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••••••• L••	F•••• P••••••• W•••••• L••	Jun 27, 2025	May 5, 2025	-53	Channel change	RIA to RIA
H•••• W••••• W••••• M••••••••• L••	A•••• P•••••••• L••	Jul 17, 2019	Jul 2, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
297808:159289:OR:2025-06-27	Jun 27, 2025	May 5, 2025	PORTLAND, OR	Firm change after gap
145662:297808:OR:2019-07-17	Jul 17, 2019	Jul 2, 2019	PORTLAND, OR	Firm change

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ A•••• P•••••••• L••Registered adviserregistration: previous registration
Jul 2, 2019 to Jun 27, 2025factForm ADV
→ H•••• W••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 10, 2015 to Jul 17, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a74d611-9e2d-5bac-5adc-a06a64978d08
First observed: Aug 10, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.