DFX Intelligence

P••••••• A•• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant37 years in industry

P••••••• A•• D•••••••

Advisor at E••••••• C•••••• M••••••••• L••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:20d3d9f0-a060-6543-89ac-25b5bff870f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Apr 13, 2006 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

P••••••• A•• D•••••••

Real estate principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• C•••••• M••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: May 26, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• C•••••• M••••••••• L••	Former SEC adviser	Apr 13, 2006	n/a	yes	SCOTTSDALE, AZ	Current employment
E••••••• C•••••• M••••••••• L••	Former SEC adviser	Apr 13, 2006	Dec 31, 2008	no	SCOTTSDALE, AZ

Relationships

Registered with (1)

→ E••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 13, 2006 to Dec 31, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20d3d9f0-a060-6543-89ac-25b5bff870f9
First observed: Apr 13, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.