DFX Intelligence

R•••• S•••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

R•••• S•••••• E•••••••

Advisor at C••••• F•••••••• N••••••• L••

DRAPER, UT

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Search this name across graphsid dfx:ria:20d4dc68-a84f-e007-561d-a39c7fd55130

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• N••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 15, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• N••••••• L••	Independent wealth	May 4, 2021	n/a	yes	DRAPER, UT	Current employment
C••••••• P•••••••	Independent wealth	Jan 28, 2015	Apr 29, 2021	no	DRAPER, UT\|OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	C••••• F•••••••• N••••••• L••	Apr 29, 2021	May 4, 2021	5	Firm change	RIA to RIA
S•••••••• A••••••• L••	C••••••• P•••••••	Mar 28, 2013	Jan 28, 2015

Relationships

Registered with (3)

→ C••••• F•••••••• N••••••• L••Registered adviserregistration: current employment
May 4, 2021 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Jan 28, 2015 to Apr 29, 2021factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 15, 2004 to Mar 28, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20d4dc68-a84f-e007-561d-a39c7fd55130
First observed: Jun 15, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.