DFX Intelligence

L••••••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

L••••••••• C•••••• L••

CRD 166100

LONDON

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Search this name across graphsid dfx:ria:20d6b676-f1f2-456a-521a-874708eadbbf

Data as of Jun 18, 2018 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Jan 28, 2016 to Jun 18, 2018
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.1B••• Locked
Discretionary RAUM: $3.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L••••••••• C•••••• M••••• F••• L••••••	Hedge Fund	$2.5B	Jun 18, 2018	26	Jun 24, 2016	reported	021-186325
L••••••••• C•••••• E••••••• F••••• F••• L••••••	Hedge Fund	$227M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••••••••• C•••••• M••••••••• L••••••	Manager	E	yes	11/2012	Jan 28, 2016	Jun 18, 2018
M••••••••• B••••• N••	MANAGING PARTNER	E	yes	09/2012	Jan 28, 2016	Jun 18, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••••••••• C•••••• M••••••••• L••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Jun 18, 2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$3.1B	$3.6B	-11.8%	n/a	n/a	15	13	0	n/a

Relationships

Advises (4)

→ L••••••••• C•••••• M••••• F••• L••••••Private fundHedge Fund, IA
Jun 24, 2016 to presentfactForm ADV
→ L••••••••• C•••••• F••••• F••• L••••••Private fundHedge Fund, IA, no longer reported
Nov 21, 2012 to May 9, 2016factForm ADV
→ L••••••••• C•••••• E••••••• F••••• F••• L••••••Private fundHedge Fund, IA, no longer reported
Jan 12, 2015 to May 9, 2016factForm ADV
→ L••••••••• G••••• I•••••••• F••••• F••• L••••••

Dated events

Occurred
Jun 18, 2018
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-1.2B
Occurred
Apr 11, 2016
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Jan 28, 2016
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20d6b676-f1f2-456a-521a-874708eadbbf
First observed: Jan 28, 2016
Last observed: Jun 18, 2018 100 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.