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Advisor at U.S. BANCORP ADVISORS, LLC
Sacramento, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Jun 1, 2026 | n/a | yes | Sacramento, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 25, 2024 | Jun 11, 2026 | no | FOLSOM, CA|STOCKTON, CA|SACRAMENTO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 11, 2021 | Apr 5, 2024 | no | STOCKTON, CA|FRESNO, CA|SAN JOSE, CA|STOCKTON, CA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Mar 19, 2020 | Nov 10, 2020 | no | ELK GROVE, CA | Previous registration |
| EDWARD JONES | National bd RIA | Nov 1, 2018 | Mar 18, 2020 | no | STOCKTON, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 3, 2018 | Nov 1, 2018 | no | SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|LIVERMORE, CA|WALNUT CREEK, CA | Previous registration |
| EDWARD JONES | National bd RIA | Jan 2, 2015 | Aug 8, 2018 | no | ST LOUIS, MO|SALIDA, CA|SALIDA, CA|TRACY, CA|TRACY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | U.S. BANCORP ADVISORS, LLC | Jun 11, 2026 | Jun 1, 2026 | -10 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Apr 5, 2024 | Apr 25, 2024 | 20 | Firm change | Wirehouse to ibd |
| PRINCIPAL SECURITIES, INC. | WELLS FARGO ADVISORS | Nov 10, 2020 | Jan 11, 2021 | 62 | Firm change | Ibd to wirehouse |
| EDWARD JONES | PRINCIPAL SECURITIES, INC. | Mar 18, 2020 | Mar 19, 2020 | 1 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | EDWARD JONES | Nov 1, 2018 | Nov 1, 2018 | 0 | Firm change | Wirehouse to ibd |
| EDWARD JONES | WELLS FARGO ADVISORS | Aug 8, 2018 | Aug 3, 2018 | -5 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:6413:CA:2024-03-19 | Apr 5, 2024 | Apr 25, 2024 | STOCKTON, CA | Firm change |