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D••• R• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

D••• R• H••••••••

Advisor at A••• A•••• M••••••••• L••

DANVILLE, CA

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Search this name across graphsid dfx:ria:20e6a799-a33e-248e-d84d-b4684164f1a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 18, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 10, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A•••• M••••••••• L••	State registered	Jan 5, 2026	n/a	yes	DANVILLE, CA	Current employment
S•••• • Y•••••••• L••	Former SEC adviser	Nov 8, 2011	Jun 7, 2012	no	SAN FRANCISCO, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	S•••• • Y•••••••• L••	Jun 7, 2012	Nov 8, 2011	-212	Channel change	Other
S•••• • Y•••••••• L••	A••• A•••• M••••••••• L••	Jun 7, 2012

Relationships

Registered with (6)

→ A••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Nov 3, 2011 to Jun 7, 2012factForm ADV
→ S•••• • Y•••••••• L••Registered adviserregistration: previous registration
Nov 8, 2011 to Jun 7, 2012factForm ADV
→ S• • Y• A•••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20e6a799-a33e-248e-d84d-b4684164f1a6
First observed: Nov 18, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.