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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

ERIC MICHAEL JOHNSON

Advisor at KESTRA ADVISORY SERVICES, LLC

Frederick, MD | AUSTIN, TX

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Search this name across graphsid dfx:ria:20e6b4c2-6ac8-1720-9936-2b2a7f31d5b1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 29, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 15, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Dec 15, 2011
First registration: Apr 29, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 5993374

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 19, 2024	n/a	yes	Frederick, MD\|AUSTIN, TX	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	May 3, 2024	no	ATLANTA, GA\|Frederick, MD\|Fredrick, MD\|FREDERICK, MD	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Feb 17, 2021	no	CHARLOTTE, NC\|FREDERICK, MD\|RICHMOND, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Sep 9, 2014	Jan 2, 2018	no	CHARLOTTE, NC\|FREDERICK, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 29, 2013	Aug 8, 2014	no	COLUMBIA, MD\|GERMANTOWN, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	KESTRA ADVISORY SERVICES, LLC	May 3, 2024	Nov 19, 2024	200	Firm change	Ibd to ibd
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
WELLS FARGO ADVISORS	BB&T INVESTMENT SERVICES, INC.	Aug 8, 2014	Sep 9, 2014	32	Firm change	Wirehouse to new firm

Relationships

Registered with (5)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 19, 2024 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2021 to May 3, 2024factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Feb 17, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 9, 2014 to Jan 2, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 29, 2013 to Aug 8, 2014factForm ADV

Dated events

Occurred
May 3, 2024
Advisor changed firm
Eric Michael Johnson left Truist Advisory Services, Inc. for Kestra Advisory Services, Llc (registered 2024-11-19)
Form ADVobserved 6 days ago