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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

NORTHSTAR FINANCIAL MANAGEMENT, INC.

CRD 287594

MOSCOW, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20eba6ad-7d4f-fd93-4b9d-1f168922aced

Data as of May 19, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 7
On other graphs: 0
Observed: Jul 20, 2021 to May 19, 2025
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $119MItem 5.F on the latest filing (2025-05-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $119M
Private client RAUM: $119MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 672
Individual clients: 230
High net worth clients: 35
Custody, client assets: $0
SEC number: 801-122129
CRD: 287594
Filings on the tape: 13
First filed: Jul 20, 2021
Latest filed: May 19, 2025
Organised: Corporation, ID

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Jones, Charlotte, Marie	CHIEF OPERATIONS OFFICER	C	yes	09/2020	Jul 20, 2021	Sep 16, 2024
JONES, KAITLIN, CHRISTINE	President	C	yes	01/2017	Jul 20, 2021	Sep 16, 2024
Mooring, Mark, Alexander	CHIEF COMPLIANCE OFFICER	C	yes	07/2020	Jul 20, 2021	Sep 16, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 26, 2025	$119M	$119M	3	3	1	n/a	n/a
2023	Feb 27, 2024	$104M	$103M	4	4	1	n/a	n/a
2022	Mar 29, 2023	$91.2M	$90.0M	4	4	1	n/a	n/a
2021	Feb 7, 2022	$110M	$109M	4	4	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	0	0	0	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$119M	$104M	15.0%	$110M	2.8%	3	4	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMPOUND PLANNING, INC.	2	Dec 5, 2025	Jun 11, 2025	MOSCOW, ID	Team lift out	RIA to RIA	66.7%

Relationships

Registered with (4)

← KAITLIN CHRISTINE JONESAdvisorregistration: previous registration
Mar 28, 2017 to Dec 5, 2025factForm ADV
← Mark Alexander MooringAdvisorregistration: previous registration
Jan 9, 2020 to Dec 5, 2025factForm ADV
← Charlotte Marie JonesAdvisorregistration: previous registration
Sep 30, 2020 to Dec 5, 2025factForm ADV
← Sarah BuschAdvisorregistration: previous registration
Jan 6, 2022 to Sep 16, 2024factForm ADV

Moved with (1)

→ COMPOUND PLANNING, INC.Registered adviser2 advisors, team lift out, same day
Dec 5, 2025 to Jun 11, 2025factForm ADV

Controls (3)

← JONES, KAITLIN, CHRISTINEOwnerPRESIDENT, ownership code C, individual
Jul 20, 2021 to Sep 16, 2024factForm ADV
← Mooring, Mark, AlexanderOwnerCHIEF COMPLIANCE OFFICER, ownership code C, individual
Jul 20, 2021 to Sep 16, 2024factForm ADV
← Jones, Charlotte, MarieOwnerCHIEF OPERATIONS OFFICER, ownership code C, individual
Jul 20, 2021 to Sep 16, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 5, 2025
Team lift-out
2 advisors left Northstar Financial Management, Inc. (Moscow, ID) for Compound Planning, Inc. on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 5, 2025
Advisor changed firm
Charlotte Marie Jones left Northstar Financial Management, Inc. for Compound Planning, Inc. (registered 2025-06-10)
Form ADVobserved 4 days ago
Occurred
Dec 5, 2025
Advisor changed firm
Kaitlin Christine Jones left Northstar Financial Management, Inc. for Compound Planning, Inc. (registered 2025-06-11)
Form ADVobserved 4 days ago
Occurred
Dec 5, 2025
Advisor changed firm
Mark Alexander Mooring left Northstar Financial Management, Inc. for Compound Planning, Inc. (registered 2025-06-11)
Form ADVobserved 4 days ago
Occurred
Sep 16, 2024
Advisor changed firm
Sarah Busch left Northstar Financial Management, Inc. for Boldin Advisors (registered 2025-06-17)
Form ADVobserved 4 days ago
Occurred
Jul 20, 2021
First Form ADV filing
Northstar Financial Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Jan 2, 2026
Northstar Financial Management, Inc. no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $119.4M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20eba6ad-7d4f-fd93-4b9d-1f168922aced
First observed: Jul 20, 2021
Last observed: May 19, 2025 16 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHSTAR FINANCIAL MANAGEMENT, INC.

CRD 287594

MOSCOW, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20eba6ad-7d4f-fd93-4b9d-1f168922aced

Data as of May 19, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Jones, Charlotte, Marie

CHIEF OPERATIONS OFFICER

yes

09/2020

Jul 20, 2021

Sep 16, 2024

JONES, KAITLIN, CHRISTINE

President

yes

01/2017

Jul 20, 2021

Sep 16, 2024

Mooring, Mark, Alexander

CHIEF COMPLIANCE OFFICER

yes

07/2020

Jul 20, 2021

Sep 16, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Feb 26, 2025

$119M

n/a

2023

Feb 27, 2024

$104M

$103M

n/a

2022

Mar 29, 2023

$91.2M

$90.0M

n/a

2021

Feb 7, 2022

$110M

$109M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$119M

$104M

15.0%

$110M

2.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMPOUND PLANNING, INC.

Dec 5, 2025

Jun 11, 2025

MOSCOW, ID

Team lift out

RIA to RIA

66.7%