DFX Intelligence

C•••••• D••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

C•••••• D••••• R••••••••

Advisor at P•••••• • T••••• W••••• M•••••••••

SAN ANGELO, TX

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Search this name across graphsid dfx:ria:20f38b6f-92e0-2daa-41e2-68a503499bf7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• • T••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 18, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• • T••••• W••••• M•••••••••	Independent wealth	Mar 28, 2025	n/a	yes	SAN ANGELO, TX	Current employment
D••••• I••••••••• S•••••••• I•••	Former SEC adviser	Feb 10, 2004	Jun 17, 2025	no	San Angelo, TX\|SAN ANGELO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• I••••••••• S•••••••• I•••	P•••••• • T••••• W••••• M•••••••••	Jun 17, 2025	Mar 28, 2025	-81	Firm change after gap	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
114196:335178:TX:2025-06-17	Jun 17, 2025	Mar 28, 2025	SAN ANGELO, TX	Firm change after gap

Relationships

Registered with (2)

→ P•••••• • T••••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 28, 2025 to presentfactForm ADV
→ D••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 10, 2004 to Jun 17, 2025factForm ADV

Dated events

Occurred
Jun 17, 2025
Advisor changed firm
C•••••• D••••• R•••••••• left D••••• I••••••••• S•••••••• I••• for P•••••• • T••••• W••••• M••••••••• (registered 2025-03-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20f38b6f-92e0-2daa-41e2-68a503499bf7
First observed: Aug 12, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.