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Advisor at OSAIC WEALTH, INC.
Mt. Pleasant, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | n/a | yes | Mt. Pleasant, SC|Mt. Pleasant, SC | Current employment |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Aug 26, 2015 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Jul 24, 2007 | Aug 14, 2015 | no | GREENWOOD VILLAGE, CO|CRESTWOOD, KY|MT PLEASANT, SC | Previous registration |
| LEGACY ADVISORY SERVICES, INC. | n/a | Sep 6, 2005 | Jul 18, 2007 | no | MT PLEASANT, SC|MT. PLEASANT, SC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2005 | Apr 29, 2005 | no | MOUNT PLEASANT, SC | Previous registration |
| SOUTHTRUST SECURITIES, LLC | n/a | May 5, 2004 | Dec 31, 2004 | no | CHARLESTON, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | OSAIC WEALTH, INC. | Oct 11, 2024 | Oct 11, 2024 | 0 | Bulk transfer | Ibd to ibd |
| CETERA ADVISORS LLC | AMERICAN PORTFOLIOS ADVISORS, INC | Aug 14, 2015 | Aug 26, 2015 | 12 | Firm change | Other |
| LEGACY ADVISORY SERVICES, INC. | CETERA ADVISORS LLC | Jul 18, 2007 | Jul 24, 2007 | 6 | Firm change | Other |
| WELLS FARGO ADVISORS | LEGACY ADVISORY SERVICES, INC. | Apr 29, 2005 | Sep 6, 2005 | 130 | Firm change | Other |
| SOUTHTRUST SECURITIES, LLC | WELLS FARGO ADVISORS | Dec 31, 2004 | Jan 3, 2005 | 3 | Firm change | Other |