DFX Intelligence

L•• B••••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

L•• B••••••• G•••••

Advisor at J• W• C••• A•••••••• I•••

Mansfield Center, CT | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20f42717-24f0-93a1-c7ef-29975131eeac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 21, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 10, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Feb 15, 2024	n/a	yes	Mansfield Center, CT\|TAMPA, FL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 26, 2012	Mar 4, 2024	no	COLUMBIA, CT\|TOLLAND, CT\|Mansfield Center, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	J• W• C••• A•••••••• I•••	Mar 4, 2024	Feb 15, 2024	-18	Firm change	Ibd to ibd
A•••••• A••••••• S•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 1, 2012	Sep 26, 2012

Relationships

Registered with (3)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Feb 15, 2024 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 26, 2012 to Mar 4, 2024factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 21, 2008 to Oct 1, 2012factForm ADV

Dated events

Occurred
Mar 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20f42717-24f0-93a1-c7ef-29975131eeac
First observed: Oct 21, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.