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Advisor at ONE CAPITAL MANAGEMENT, LLC
Scottsdale, AZ | WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ONE CAPITAL MANAGEMENT, LLC | Independent wealth | Sep 3, 2025 | n/a | yes | WESTLAKE VILLAGE, CA|Scottsdale, AZ | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Oct 15, 2021 | Aug 4, 2025 | no | Phoenix, AZ|Phoenix, AZ | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 15, 2020 | Sep 22, 2021 | no | Phoenix, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | ONE CAPITAL MANAGEMENT, LLC | Aug 4, 2025 | Sep 3, 2025 | 30 | Firm change | Ibd to RIA |
| CHARLES SCHWAB & CO., INC. | ADVICE AND PLANNING SERVICES | Sep 22, 2021 | Oct 15, 2021 | 23 | Firm change | Ibd to ibd |