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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HEARTLAND WEALTH ADVISORS, LLC

CRD 115156

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20fd2300-efdf-124d-e2c0-6ddc092c0271

Data as of Mar 7, 2022 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 20, 2012 to Mar 7, 2022
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $281MItem 5.F on the latest filing (2022-03-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $281M
Private client RAUM: $272MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 507
Individual clients: 79
High net worth clients: 75
SEC number: 801-79262
CRD: 115156
Filings on the tape: 17
First filed: Mar 20, 2012
Latest filed: Mar 7, 2022
Organised: Limited Liability Company, Missouri

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HUNT, DOUGLAS, ALLEN	MANAGING MEMBER	E	yes	08/1999	Mar 20, 2012	Mar 7, 2022
O'BRIEN, JACQUELINE, MICHELLE	CHIEF COMPLIANCE OFFICER	Na	no	01/2010	Mar 20, 2012	Mar 7, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WHA CPA'S, LLC	n/a	n/a	n/a	N	yes	n/a
WOODWARD, HUNT & ASSOCIATES, C.P.A.'S, P.C.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 7, 2022	$281M	$281M	4	3	0	n/a	n/a
2020	Mar 16, 2021	$250M	$250M	4	3	0	n/a	n/a
2019	Mar 19, 2020	$234M	$234M	3	2	0	n/a	n/a
2018	Mar 11, 2019	$197M	$197M	3	2	0	n/a	n/a
2017	Mar 29, 2018	$188M	$188M	3	2	0	n/a	n/a
2016	Mar 20, 2017	$157M	$157M	4	3	n/a	n/a	n/a
2015	Feb 16, 2016	$135M	$135M	3	3	n/a	n/a	n/a
2014	Mar 18, 2015	$124M	$124M	3	3	n/a	n/a	n/a
2011	Mar 20, 2012	$75.3M	$75.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$281M	$250M	12.6%	$197M	12.7%	4	4	0	0

Relationships

Controls (1)

← HUNT, DOUGLAS, ALLENOwnerMANAGING MEMBER, ownership code E, individual
Mar 20, 2012 to presentfactForm ADV

Owns (1)

← O'BRIEN, JACQUELINE, MICHELLEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 20, 2012 to presentfactForm ADV

Registered with (1)

← DOUGLAS ALLEN HUNTAdvisorregistration: previous registration
Nov 3, 1999 to Dec 31, 2022factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Douglas Allen Hunt left Heartland Wealth Advisors, Llc for Creative Planning (registered 2022-10-05)
Form ADVobserved 3 days ago
Occurred
Feb 21, 2014
First Form ADV filing
Heartland Investment Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20fd2300-efdf-124d-e2c0-6ddc092c0271
First observed: Mar 20, 2012
Last observed: Mar 7, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HEARTLAND WEALTH ADVISORS, LLC

CRD 115156

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20fd2300-efdf-124d-e2c0-6ddc092c0271

Data as of Mar 7, 2022 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HUNT, DOUGLAS, ALLEN

MANAGING MEMBER

yes

08/1999

Mar 20, 2012

Mar 7, 2022

O'BRIEN, JACQUELINE, MICHELLE

CHIEF COMPLIANCE OFFICER

01/2010

Mar 20, 2012

Mar 7, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WHA CPA'S, LLC

n/a

yes

n/a

WOODWARD, HUNT & ASSOCIATES, C.P.A.'S, P.C.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 7, 2022

$281M

n/a

2020

Mar 16, 2021

$250M

n/a

2019

Mar 19, 2020

$234M

n/a

2018

Mar 11, 2019

$197M

n/a

2017

Mar 29, 2018

$188M

n/a

2016

Mar 20, 2017

$157M

n/a

2015

Feb 16, 2016

$135M

n/a

2014

Mar 18, 2015

$124M

n/a

2011

Mar 20, 2012

$75.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$281M

$250M

12.6%

$197M

12.7%