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Advisor at GSR CAPITAL MANAGEMENT, INC.
REDDING, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GSR CAPITAL MANAGEMENT, INC. | State registered | Mar 27, 2015 | n/a | yes | REDDING, CA | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Apr 1, 2015 | no | REDDING, CA|REDDING, CA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Oct 11, 2007 | Jan 2, 2009 | no | REDDING, CA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jan 11, 2002 | Oct 11, 2007 | no | REDDING, CA|REDDING, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | GSR CAPITAL MANAGEMENT, INC. | Apr 1, 2015 | Mar 27, 2015 | -5 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| A. G. EDWARDS & SONS, INC. | RAYMOND JAMES FINANCIAL SERVICES, INC. | Oct 11, 2007 | Oct 11, 2007 | 0 | Firm change | Other |