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A••••••• R••••••• • M••••••••• C•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A••••••• R••••••• • M••••••••• C•

A••••••• R••••••• • M••••••••• C•MPANY, CRD 6080

MARION, MA

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Search this name across graphsid dfx:ria:2114951a-e464-d630-84bd-6af1fba11771

Data as of Mar 16, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 12, 2012 to Mar 16, 2022
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $643MItem 5.F on the latest filing (2022-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $643M
Private client RAUM: $603MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••••• A••••• F•••••••	VICE PRESIDENT- CHIEF COMPLIANCE OFFICER	D	yes	02/2000	Mar 12, 2012	Mar 16, 2022
S•••••• E••• H•••••	President	D	yes	10/2004	Mar 12, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$643M	$565M	13.7%	$399M	17.2%	8	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B•••••• W••••• P•••••••• L••	2	Oct 19, 2022	Oct 17, 2022	MARION, MA	Team lift out	RIA to RIA	100.0%

Relationships

Controls (2)

← S•••••• E••• H•••••OwnerPRESIDENT, ownership code D, individual
Mar 12, 2012 to presentfactForm ADV
← M•••••••• A••••• F•••••••OwnerVICE PRESIDENT- CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 12, 2012 to presentfactForm ADV

Registered with (2)

← A••••• F••••••• M•••••••Advisorregistration: previous registration
Nov 30, 2010 to Oct 19, 2022factForm ADV
← E••• H••••• S•••••

Dated events

Occurred
Oct 19, 2022
Team lift-out
2 advisors left A••••••• R••••••• • M••••••••• C• (Marion, MA) for B•••••• W••••• P•••••••• L•• on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Oct 19, 2022
Advisor changed firm
Eric Haakon Strand left A••••••• R••••••• • M••••••••• C• for B•••••• W••••• P•••••••• L•• (registered 2022-10-17)
Form ADVobserved 6 days ago
Occurred
Oct 19, 2022
Advisor changed firm
Andrew Fletcher Mcintire left A••••••• R••••••• • M••••••••• C• for B•••••• W••••• P•••••••• L•• (registered 2022-10-14)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2114951a-e464-d630-84bd-6af1fba11771
First observed: Mar 12, 2012
Last observed: Mar 16, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.