DFX Intelligence

D•••• W••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

D•••• W••• H•••••

Advisor at E•••••••• W••••• P•••••••• L••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:2117cafb-e169-fb92-be00-ea50fe1151e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 17, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• W••••• P•••••••• L••	Independent wealth	Mar 5, 2025	n/a	yes	WALNUT CREEK, CA	Current employment
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 25, 2022	Feb 28, 2025	no	ST HELENA, CA\|PLYMOUTH, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• E••••••••• A••••••• S•••••••• L••	E•••••••• W••••• P•••••••• L••	Feb 28, 2025	Mar 5, 2025	5	Firm change	Ibd to RIA
F•••••••• A•••••••• I••••••••• M•••••••••	W••••• E••••••••• A••••••• S•••••••• L••	Apr 11, 2022	Apr 25, 2022

Relationships

Registered with (3)

→ E•••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Mar 5, 2025 to presentfactForm ADV
→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 25, 2022 to Feb 28, 2025factForm ADV
→ F•••••••• A•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
May 17, 2016 to Apr 11, 2022factForm ADV

Dated events

Occurred
Feb 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2117cafb-e169-fb92-be00-ea50fe1151e9
First observed: May 17, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.