DFX Intelligence
Reading the graph
Reading the graph
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Advisor at D••• H••• A•••••••• I•••
Roanoke, TX | KINGWOOD, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D••• H••• A•••••••• I••• | Independent wealth | Jul 27, 2026 | n/a | yes | Roanoke, TX|KINGWOOD, TX | Current employment |
| A••••• A••••••• | State registered | Jan 21, 2025 | Nov 6, 2025 | no | ROANOKE, TX|CORONA, CA|ROANOKE, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••• A••••••• | D••• H••• A•••••••• I••• | Nov 6, 2025 | Jul 27, 2026 | 263 | Firm change | Other |
| F••••••• P••••••• A•• W•••••••• A••••••• | A••••• A••••••• | Aug 14, 2023 | Jan 21, 2025 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Aug 14, 2023 | no | BOSTON, MA|WESTLAKE, TX | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Jul 20, 2011 | Jul 13, 2018 | no | WESTLAKE, TX | Previous registration |
| 526 |
| Firm change after gap |
| Ibd to state RIA |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |