DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•• H••••• F•••••••• A•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•• H••••• F•••••••• A••••••• | Independent wealth | Aug 17, 2026 | n/a | yes | EL DORADO HILLS, CA|Hilton Head, SC | Current employment |
| L•••••• W••••• M••••••••• L•• | State registered | Jan 26, 2022 | n/a | yes | HILTON HEAD ISLAND, SC | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | L•••••• W••••• M••••••••• L•• | May 18, 2022 | Nov 13, 2008 | -4,934 | Firm change after gap | Other |
| L•••••• W••••• M••••••••• L•• | L•••••• W••••• M••••••••• L•• | Dec 31, 2014 | Jan 26, 2022 |
| L•••••• W••••• M••••••••• L•• | Former SEC adviser | Nov 13, 2008 | Dec 31, 2014 | no | SANTA ANA, CA | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 4, 2006 | May 18, 2022 | no | COSTA MESA, CA|Tustin, CA|NEWPORT BEACH, CA|SANTA ANA, CA|Tustin, CA | Previous registration |
| L•••••• C•••••• M••••••••• I••• | n/a | Nov 17, 1997 | Jul 1, 2009 | no | SANTA ANA, CA | Previous registration |
| 2,583 |
| Channel change |
| Other |
| L•••••• C•••••• M••••••••• I••• | O•••• W•••••• I••• | Jul 1, 2009 | Jan 4, 2006 | -1,274 | Firm change after gap | Other |