This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

VICTORY FINANCIAL

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Nov 8, 2013

First registration

Nov 11, 2013

Dual registered

yes, broker-dealer

Other names

WILLIAM NICHOLS|William Andrew Nichols|Andy Nichols

IAPD individual key

6243012

• Occurred

  May 11, 2023
  Advisor changed firm

  William Nichols left Equitable Advisors, Llc for Victory Financial (registered 2023-04-21)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:211b5b28-3642-8abc-66df-d0b6ec72f8f5

First observed

Nov 11, 2013

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.