DFX Intelligence

D•••• G••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

D•••• G••• M•••••

Advisor at G•••••• G•••••• • S••••• L••

SCOTTSDALE, AZ | Sagamore Hills, OH

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Search this name across graphsid dfx:ria:21201a9a-1707-27d6-be4a-0de847c2b7dc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• G•••••• • S••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• G•••••• • S••••• L••	Independent wealth	Dec 18, 2025	n/a	yes	Sagamore Hills, OH\|SCOTTSDALE, AZ	Current employment
T•• W•••••••• G••••• L••	n/a	Jul 19, 2005	Apr 3, 2026	no	SAGAMORE HILLS, OH\|CLEVELAND, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• W•••••••• G••••• L••	G•••••• G•••••• • S••••• L••	Apr 3, 2026	Dec 18, 2025	-106	Firm change after gap	Other
O•••• F•• I•••	T•• W•••••••• G••••• L••	Jun 14, 2005	Jul 19, 2005

Relationships

Registered with (3)

→ G•••••• G•••••• • S••••• L••Registered adviserregistration: current employment
Dec 18, 2025 to presentfactForm ADV
→ T•• W•••••••• G••••• L••Registered adviserregistration: previous registration
Jul 19, 2005 to Apr 3, 2026factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 1, 2000 to Jun 14, 2005factForm ADV

Dated events

Occurred
Apr 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21201a9a-1707-27d6-be4a-0de847c2b7dc
First observed: Jan 1, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.