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Reading the graph
Advisor at CARDINAL WEALTH MANAGEMENT
NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CARDINAL WEALTH MANAGEMENT | State registered | Feb 28, 2023 | n/a | yes | NAPLES, FL | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 1, 2015 | Mar 23, 2023 | no | Naples, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | CARDINAL WEALTH MANAGEMENT | Mar 23, 2023 | Feb 28, 2023 | -23 | Firm change | Other |