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Advisor at FAMILY FAITH & FINANCE ASSET MANAGEMENT
Bartlesville, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FAMILY FAITH & FINANCE ASSET MANAGEMENT | State registered | Jan 1, 2026 | n/a | yes | Bartlesville, OK | Current employment |
| FAMILY FAITH & FINANCE ASSET MANAGEMENT | State registered | Jan 30, 2019 | Dec 31, 2019 | no | NORCO, CA | Previous registration |
| FAMILY FAITH & FINANCE ASSET MANAGEMENT | State registered | Feb 9, 2018 | Dec 31, 2018 | no | Los Angeles, CA | Previous registration |
| FAMILY FAITH & FINANCE ASSET MANAGEMENT | State registered | Mar 24, 2014 | Dec 31, 2017 | no | NORCO, CA | Previous registration |
| FAMILY FAITH & FINANCE ASSET MANAGEMENT | State registered | Sep 7, 2007 | Dec 31, 2013 | no | CENTURY CITY, CA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Sep 23, 2005 | Oct 31, 2008 | no | CENTURY CITY, CA|SANTA FE SPRINGS, CA|CENTURY CITY, CA|CENTURY CITY, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jun 4, 1999 | Aug 29, 2005 | no | BEVERLY HLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES, INC. | FAMILY FAITH & FINANCE ASSET MANAGEMENT | Oct 31, 2008 | Sep 7, 2007 | -420 | Firm change after gap | Other |
| MORGAN STANLEY DW INC. | RAYMOND JAMES FINANCIAL SERVICES, INC. | Aug 29, 2005 | Sep 23, 2005 | 25 | Firm change | Other |