This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$25.0MItem 5.F on the latest filing (2021-02-24); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$25.0M

Private client RAUM

$23.6MderivedItem 5.D individuals plus high net worth individuals

Private client share

95%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

30

Individual clients

10

High net worth clients

2

Custody, client assets

$191,534

SEC number

801-110644

CRD

157855

Filings on the tape

15

First filed

May 16, 2017

Latest filed

Feb 24, 2021

Organised

Limited Liability Company, Connecticut

• Occurred

  Feb 24, 2021
  Regulatory AUM changed

  Ctma Wealth Management reported RAUM $25.0M, down 86% from $181.7M (2020-09-03 to 2021-02-24)

  Form ADVobserved 5 days ago
  $-157M
• Occurred

  May 16, 2017
  First Form ADV filing

  Ctma Wealth Management filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2134e52a-13ea-6080-513f-2212099b49ca

First observed

May 16, 2017

Last observed

Feb 24, 2021 67 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.