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RIA / WealthAdvisorPersonal Financial Specialistdual registered (broker-dealer)26 years in industry

Douglas Merle Larson

Advisor at CETERA INVESTMENT ADVISERS LLC

Omaha, NE

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Search this name across graphsid dfx:ria:213974ae-84a4-c35f-ca7d-ace126c1a784

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Personal Financial Specialist
Exams: S63|S65
First exam: May 16, 2000
First registration: Jul 21, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 4367220

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 20, 2025	n/a	yes	Omaha, NE	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Sep 30, 2020	Feb 20, 2025	no	ONAWA, IA\|Elkhorn, NE\|BIRMINGHAM, AL	Previous registration
AVANTAX PLANNING PARTNERS, INC.	Bd affiliated wealth	Jan 2, 2013	Oct 7, 2020	no	ONAWA, IA	Previous registration
AVANTAX PLANNING PARTNERS, INC.	Bd affiliated wealth	Feb 10, 2006	Dec 31, 2012	no	ONAWA, IA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 17, 2004	Feb 7, 2006	no	OMAHA, NE\|OMAHA, NE	Previous registration
EVEREST FUNDS MANAGEMENT LLC	n/a	Sep 12, 2000	May 19, 2004	no	OMAHA, NE	Previous registration
EVEREST INVESTMENT MANAGEMENT LLC	n/a	Jul 21, 2000	May 19, 2004	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	CETERA INVESTMENT ADVISERS LLC	Feb 20, 2025	Feb 20, 2025	0	Bulk transfer	Ibd to ibd
AVANTAX PLANNING PARTNERS, INC.	CONCOURSE FINANCIAL GROUP ADVISORS	Oct 7, 2020	Sep 30, 2020	-7	Firm change	RIA to ibd
CITIGROUP GLOBAL MARKETS INC.	AVANTAX PLANNING PARTNERS, INC.	Feb 7, 2006	Feb 10, 2006	3	Firm change	Other
EVEREST INVESTMENT MANAGEMENT LLC	EVEREST FUNDS MANAGEMENT LLC	May 19, 2004	Sep 12, 2000	-1,345	Firm change after gap	Other
EVEREST FUNDS MANAGEMENT LLC	CITIGROUP GLOBAL MARKETS INC.	May 19, 2004	Aug 17, 2004	90	Firm change	Other

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Sep 30, 2020 to Feb 20, 2025factForm ADV
→ AVANTAX PLANNING PARTNERS, INC.Registered adviserregistration: previous registration
Jan 2, 2013 to Oct 7, 2020factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 17, 2004 to Feb 7, 2006factForm ADV
→ EVEREST INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 21, 2000 to May 19, 2004factForm ADV
→ EVEREST FUNDS MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 12, 2000 to May 19, 2004factForm ADV

Dated events

No dated event names this entity yet.