DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••• R••••••••• A•••••••• L••
WEST POINT, TN | WINDSOR, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••• R••••••••• A•••••••• L•• | Other adviser | Jul 18, 2023 | n/a | yes | WINDSOR, CT|WEST POINT, TN | Current employment |
| V••• R••••••••• A•••••••• L•• | Other adviser | Dec 10, 2021 | Apr 14, 2023 | no | WINDSOR, CT|West Point, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••• F•••••••• P•••••••• L•• | V••• R••••••••• A•••••••• L•• | Jan 2, 2020 | Dec 10, 2021 | 708 | Channel change | Other |
| V•••• F•••••••• A•••••••• I••• | V••• F•••••••• P•••••••• L•• | Oct 14, 2015 | Oct 21, 2015 |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Oct 21, 2015 | Jan 2, 2020 | no | Westpoint, TN|DES MOINES, IA|WINDSOR, CT | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Apr 1, 2015 | Oct 14, 2015 | no | BRENTWOOD, TN | Previous registration |
| E••••• J•••• | National bd RIA | Mar 10, 2014 | Mar 26, 2015 | no | LAWRENCEBURG, TN|WEST POINT, TN|ST LOUIS, MO | Previous registration |
| 7 |
| Firm change |
| Other |
| E••••• J•••• | V•••• F•••••••• A•••••••• I••• | Mar 26, 2015 | Apr 1, 2015 | 6 | Firm change | Other |