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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CAPELLI FINANCIAL SERVICES INC

CRD 106610

BLOOMFIELD HILLS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:213a5111-e49c-0a25-2bee-07f54ec0605f

Data as of Sep 10, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2012 to Sep 10, 2013
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $337MItem 5.F on the latest filing (2013-09-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $335M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Accounts: 819
SEC number: 801-48430
CRD: 106610
Filings on the tape: 6
First filed: Jan 11, 2012
Latest filed: Sep 10, 2013
Organised: Corporation, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DIMITROFF, MARILYN, CAPELLI	President	E	yes	09/1994	Jan 11, 2012	Sep 10, 2013
CLOSE, JASON, SHELDON	EQUITY OWNER	B	no	03/2013	Mar 22, 2013	Sep 10, 2013
DIMITROFF, BORIS, NICHOLAS	Secretary	Na	no	01/1995	Jan 11, 2012	Sep 10, 2013
MACINTYRE, EVELYN, NELL	CHIEF COMPLIANCE OFFICER	Na	no	01/2004	Jan 11, 2012	Sep 10, 2013

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 1, 2013	$337M	$335M	6	3	n/a	n/a	n/a
2011	Jan 11, 2012	$276M	$269M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$337M	$276M	22.1%	n/a	n/a	6	n/a	n/a	n/a

Relationships

Owns (3)

← MACINTYRE, EVELYN, NELLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 11, 2012 to presentfactForm ADV
← CLOSE, JASON, SHELDONOwnerEQUITY OWNER, ownership code B, individual
Mar 22, 2013 to presentfactForm ADV
← DIMITROFF, BORIS, NICHOLASOwnerSECRETARY, ownership code NA, individual
Jan 11, 2012 to presentfactForm ADV

Controls (1)

← DIMITROFF, MARILYN, CAPELLIOwnerPRESIDENT, ownership code E, individual
Jan 11, 2012 to presentfactForm ADV

Registered with (2)

← JOSEPH LEE KETTINGERAdvisorregistration: previous registration
Apr 3, 2013 to Nov 25, 2013factForm ADV
← JASON SHELDON CLOSEAdvisorregistration: previous registration
Feb 9, 2010 to Oct 18, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:213a5111-e49c-0a25-2bee-07f54ec0605f
First observed: Jan 11, 2012
Last observed: Sep 10, 2013 158 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPELLI FINANCIAL SERVICES INC

CRD 106610

BLOOMFIELD HILLS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:213a5111-e49c-0a25-2bee-07f54ec0605f

Data as of Sep 10, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DIMITROFF, MARILYN, CAPELLI

President

yes

09/1994

Jan 11, 2012

Sep 10, 2013

CLOSE, JASON, SHELDON

EQUITY OWNER

03/2013

Mar 22, 2013

Sep 10, 2013

DIMITROFF, BORIS, NICHOLAS

Secretary

01/1995

Jan 11, 2012

Sep 10, 2013

MACINTYRE, EVELYN, NELL

CHIEF COMPLIANCE OFFICER

01/2004

Jan 11, 2012

Sep 10, 2013

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 1, 2013

$337M

$335M

n/a

2011

Jan 11, 2012

$276M

$269M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$337M

$276M

22.1%

n/a