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Advisor at ASCENTIS INDEPENDENT ADVISORS, LLC
DALLAS, TX | Las Cruces, NM | Deming, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASCENTIS INDEPENDENT ADVISORS, LLC | Independent wealth | Sep 19, 2022 | n/a | yes | DALLAS, TX|Deming, NM|Las Cruces, NM | Current employment |
| GOLDEN STATE EQUITY ADVISORS, LLC | Former SEC adviser | Aug 26, 2021 | Sep 20, 2022 | no | LAS CRUCES, NM|SOUTH COAST METRO, CA | Previous registration |
| CARTER BAIN WEALTH MANAGEMENT | n/a | Feb 8, 2019 | Dec 31, 2021 | no | LAS CRUCES, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GOLDEN STATE EQUITY ADVISORS, LLC | ASCENTIS INDEPENDENT ADVISORS, LLC | Sep 20, 2022 | Sep 19, 2022 | -1 | Firm change | RIA to RIA |
| CARTER BAIN WEALTH MANAGEMENT | GOLDEN STATE EQUITY ADVISORS, LLC | Dec 31, 2021 | Aug 26, 2021 | -127 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 131960:289796:NM:2021-12-31 | Dec 31, 2021 | Aug 26, 2021 | LAS CRUCES, NM | Firm change after gap |