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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LIFE PLAN FINANCIAL ADVISORY GROUP, LLC

LIFEPLAN FINANCIAL ADVISORY GROUP, LLC, CRD 131396

ROCHESTER HILLS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:21439b34-30eb-738c-5fca-ad9efd9fa2fb

Data as of Mar 7, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Feb 9, 2012 to Mar 7, 2023
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $157MItem 5.F on the latest filing (2023-03-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $157M
Private client RAUM: $157MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 649
Individual clients: 207
High net worth clients: 53
SEC number: 801-113343
CRD: 131396
Filings on the tape: 14
First filed: Feb 9, 2012
Latest filed: Mar 7, 2023
Organised: Limited Liability Company, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARR, KEITH, ALLEN	MANAGING MEMBER	D	yes	05/2004	Feb 9, 2012	Mar 7, 2023
GEARIG, CATHERINE, S.	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	01/2013	May 1, 2018	Mar 7, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 2, 2023	$157M	$157M	3	3	0	n/a	n/a
2021	Mar 29, 2022	$147M	$147M	3	3	0	n/a	n/a
2020	Mar 30, 2021	$149M	$149M	2	2	0	n/a	n/a
2019	Mar 19, 2020	$130M	$130M	2	2	0	n/a	n/a
2018	Mar 29, 2019	$102M	$102M	2	2	0	n/a	n/a
2011	Feb 9, 2012	$58.7M	$47.4M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$157M	$147M	6.9%	$130M	6.7%	3	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BUCKINGHAM STRATEGIC WEALTH, LLC	3	Dec 13, 2023	Dec 13, 2023	ROCHESTER HILLS, MI	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (2)

← BARR, KEITH, ALLENOwnerMANAGING MEMBER, ownership code D, individual
Feb 9, 2012 to presentfactForm ADV
← GEARIG, CATHERINE, S.OwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
May 1, 2018 to presentfactForm ADV

Moved with (1)

→ BUCKINGHAM STRATEGIC WEALTH, LLCRegistered adviser3 advisors, firm absorbed, same day
Dec 13, 2023 to Dec 13, 2023factForm ADV

Registered with (4)

← KEITH ALLEN BARRAdvisorregistration: previous registration
Apr 21, 2010 to Dec 13, 2023factForm ADV
← CATHERINE S. GEARIGAdvisorregistration: previous registration
Apr 6, 2010 to Dec 13, 2023factForm ADV
← Jeffrey Patrick PalleschiAdvisorregistration: previous registration
May 12, 2021 to Dec 13, 2023factForm ADV
← TIMOTHY PATRICK ATKINSONAdvisorregistration: previous registration
Jan 12, 2012 to May 11, 2015factForm ADV

Dated events

Occurred
Dec 13, 2023
Firm absorbed
Life Plan Financial Advisory Group, LLC's advisors moved to Buckingham Strategic Wealth, LLC (Rochester Hills, MI): 3 of 3 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Dec 13, 2023
Advisor changed firm
Keith Allen Barr left Life Plan Financial Advisory Group, Llc for Buckingham Strategic Wealth, Llc (registered 2023-12-13)
Form ADVobserved 4 days ago
Occurred
Dec 13, 2023
Advisor changed firm
Jeffrey Patrick Palleschi left Life Plan Financial Advisory Group, Llc for Buckingham Strategic Wealth, Llc (registered 2023-12-13)
Form ADVobserved 4 days ago
Occurred
Dec 13, 2023
Advisor changed firm
Catherine S. Gearig left Life Plan Financial Advisory Group, Llc for Buckingham Strategic Wealth, Llc (registered 2023-12-13)
Form ADVobserved 4 days ago
Occurred
May 1, 2018
First Form ADV filing
Life Plan Financial Advisory Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21439b34-30eb-738c-5fca-ad9efd9fa2fb
First observed: Feb 9, 2012
Last observed: Mar 7, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LIFE PLAN FINANCIAL ADVISORY GROUP, LLC

LIFEPLAN FINANCIAL ADVISORY GROUP, LLC, CRD 131396

ROCHESTER HILLS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:21439b34-30eb-738c-5fca-ad9efd9fa2fb

Data as of Mar 7, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARR, KEITH, ALLEN

MANAGING MEMBER

yes

05/2004

Feb 9, 2012

Mar 7, 2023

GEARIG, CATHERINE, S.

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

01/2013

May 1, 2018

Mar 7, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 2, 2023

$157M

n/a

2021

Mar 29, 2022

$147M

n/a

2020

Mar 30, 2021

$149M

n/a

2019

Mar 19, 2020

$130M

n/a

2018

Mar 29, 2019

$102M

n/a

2011

Feb 9, 2012

$58.7M

$47.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$157M

$147M

6.9%

$130M

6.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BUCKINGHAM STRATEGIC WEALTH, LLC

Dec 13, 2023

ROCHESTER HILLS, MI

Firm absorbed

RIA to RIA

100.0%