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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

NORTHSTAR FINANCIAL PLANNERS, INC.

CRD 131507

PLANTATION, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2146c32d-d76d-0d3f-0c85-b8d17dc4b3c7

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 8
On other graphs: 0
Observed: Mar 8, 2012 to Feb 27, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $312MItem 5.F on the latest filing (2026-02-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $312M
Private client RAUM: $305MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,054
Individual clients: 264
High net worth clients: 94
Custody, client assets: $103M
SEC number: 801-79605
CRD: 131507
Filings on the tape: 32
First filed: Mar 8, 2012
Latest filed: Feb 27, 2026
Organised: Corporation, FL

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GIESE, ALLEN, PAGE	PRESIDENT/CEO/CCO	D	yes	05/2000	Mar 8, 2012	Nov 8, 2024
TEPPER, STEVE, LEE	CHIEF OPERATIONS OFFICER	C	yes	11/2007	Mar 8, 2012	Nov 8, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026	$312M	$312M	8	4	0	n/a	n/a
2024	Mar 6, 2025	$273M	$273M	9	5	0	n/a	n/a
2023	Mar 15, 2024	$250M	$250M	8	5	0	n/a	n/a
2022	Mar 1, 2023	$207M	$207M	6	6	0	n/a	n/a
2021	Feb 4, 2022	$236M	$236M	6	6	0	n/a	n/a
2020	Feb 26, 2021	$181M	$181M	6	4	0	n/a	n/a
2019	Mar 25, 2020	$175M	$175M	6	4	0	n/a	n/a
2018	Mar 11, 2019	$138M	$138M	6	4	0	n/a	n/a
2017	Feb 7, 2018	$155M	$155M	6	5	0	n/a	n/a
2016	Jan 30, 2017	$132M	$132M	6	5	n/a	n/a	n/a
2015	Mar 3, 2016	$123M	$123M	6	5	n/a	n/a	n/a
2014	Feb 25, 2015	$125M	$125M	4	4	n/a	n/a	n/a
2011	Mar 8, 2012	$72.6M	$72.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	3	0	1	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$312M	$273M	14.1%	$207M	14.6%	8	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MODERA WEALTH MANAGEMENT, LLC	3	Jul 10, 2026	Jul 13, 2026	PLANTATION, FL	Firm absorbed	RIA to RIA	100.0%

Relationships

Moved with (1)

→ MODERA WEALTH MANAGEMENT, LLCRegistered adviser3 advisors, firm absorbed, same day
Jul 10, 2026 to Jul 13, 2026factForm ADV

Registered with (6)

← ALLEN PAGE GIESEAdvisorregistration: previous registration
May 11, 2004 to Jul 10, 2026factForm ADV
← GARY CRISTOPHER GONZALEZAdvisorregistration: previous registration
Feb 20, 2008 to Jul 10, 2026factForm ADV
← JOSEPH GLENN VALERIOAdvisorregistration: previous registration
Jan 10, 2025 to Jul 10, 2026factForm ADV
← Charles Cleveland ThomasAdvisorregistration: previous registration
Oct 26, 2021 to Jun 12, 2026factForm ADV
← Felipe MejiaAdvisorregistration: previous registration
Nov 9, 2021 to May 10, 2023factForm ADV
← Maruan KitnerAdvisorregistration: previous registration
Oct 26, 2015 to Jun 29, 2018factForm ADV

Controls (2)

← GIESE, ALLEN, PAGEOwnerPRESIDENT/CEO/CCO, ownership code D, individual
Mar 8, 2012 to Nov 8, 2024factForm ADV
← TEPPER, STEVE, LEEOwnerCHIEF OPERATIONS OFFICER, ownership code C, individual
Mar 8, 2012 to Nov 8, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 10, 2026
Firm absorbed
Northstar Financial Planners, Inc.'s advisors moved to Modera Wealth Management, LLC (Plantation, FL): 3 of 3 registered, on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Jul 10, 2026
Advisor changed firm
Joseph Glenn Valerio left Northstar Financial Planners, Inc. for Modera Wealth Management, Llc (registered 2026-07-13)
Form ADVobserved 3 days ago
Occurred
Jul 10, 2026
Advisor changed firm
Gary Cristopher Gonzalez left Northstar Financial Planners, Inc. for Modera Wealth Management, Llc (registered 2026-07-09)
Form ADVobserved 3 days ago
Occurred
Jul 10, 2026
Advisor changed firm
Allen Page Giese left Northstar Financial Planners, Inc. for Modera Wealth Management, Llc (registered 2026-06-16)
Form ADVobserved 3 days ago
Occurred
Jun 12, 2026
Advisor changed firm
Charles Cleveland Thomas left Northstar Financial Planners, Inc. for Farther (registered 2026-06-30)
Form ADVobserved 3 days ago
Occurred
May 10, 2023
Advisor changed firm
Felipe Mejia left Northstar Financial Planners, Inc. for Advisors Capital Management, Llc (registered 2023-05-23)
Form ADVobserved 3 days ago
Occurred
Apr 7, 2014
First Form ADV filing
Northstar Financial Planners, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Show 1 bookkeeping events

Occurred
Aug 3, 2026
Northstar Financial Planners, Inc. no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $311.6M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2146c32d-d76d-0d3f-0c85-b8d17dc4b3c7
First observed: Mar 8, 2012
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHSTAR FINANCIAL PLANNERS, INC.

CRD 131507

PLANTATION, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2146c32d-d76d-0d3f-0c85-b8d17dc4b3c7

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GIESE, ALLEN, PAGE

PRESIDENT/CEO/CCO

yes

05/2000

Mar 8, 2012

Nov 8, 2024

TEPPER, STEVE, LEE

CHIEF OPERATIONS OFFICER

yes

11/2007

Mar 8, 2012

Nov 8, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$312M

n/a

2024

Mar 6, 2025

$273M

n/a

2023

Mar 15, 2024

$250M

n/a

2022

Mar 1, 2023

$207M

n/a

2021

Feb 4, 2022

$236M

n/a

2020

Feb 26, 2021

$181M

n/a

2019

Mar 25, 2020

$175M

n/a

2018

Mar 11, 2019

$138M

n/a

2017

Feb 7, 2018

$155M

n/a

2016

Jan 30, 2017

$132M

n/a

2015

Mar 3, 2016

$123M

n/a

2014

Feb 25, 2015

$125M

n/a

2011

Mar 8, 2012

$72.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$312M

$273M

14.1%

$207M

14.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MODERA WEALTH MANAGEMENT, LLC

Jul 10, 2026

Jul 13, 2026

PLANTATION, FL

Firm absorbed

RIA to RIA

100.0%