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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Edmond, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Nov 25, 2022 | n/a | yes | Edmond, OK | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Nov 13, 2017 | Nov 28, 2022 | no | EDMOND, OK | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 17, 2009 | Nov 16, 2017 | no | TULSA, OK|EDMOND, OK|TULSA, OK|Cedar Rapids, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Nov 28, 2022 | Nov 25, 2022 | -3 | Firm change | Ibd to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | CETERA ADVISORS LLC | Nov 16, 2017 | Nov 13, 2017 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10299:134139:OK:2022-11-25 | Nov 28, 2022 | Nov 25, 2022 | EDMOND, OK | Firm change |
| 15296:10299:IA:2017-11-16 | Nov 16, 2017 | Nov 13, 2017 | CEDAR RAPIDS, IA | Firm change |