DFX Intelligence

S•••• B••••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

S•••• B••••••• M••••••••

Advisor at N••••••• R••••••••• S•••••••• I•••

SAN MATEO, CA | San Francisco, CA

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Search this name across graphsid dfx:ria:214aef3e-fa56-3b21-f9ac-27f0c40062bd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 4, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• R••••••••• S•••••••• I•••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Apr 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• R••••••••• S•••••••• I•••	Institutional manager	Dec 4, 2014	n/a	yes	SAN MATEO, CA\|San Francisco, CA	Current employment
F•••••••• T••••••• I•••	Former SEC adviser	Oct 10, 2012	Dec 1, 2014	no	SAN RAFAEL, CA\|SAN MATEO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• T••••••• I•••	N••••••• R••••••••• S•••••••• I•••	Dec 1, 2014	Dec 4, 2014	3	Firm change	Other
W•••• F•••• I•••••••• S••••••• I••••••••• A•••••••• I•••	F•••••••• T••••••• I•••	Jul 23, 2012	Oct 10, 2012

Relationships

Registered with (3)

→ N••••••• R••••••••• S•••••••• I•••Registered adviserregistration: current employment
Dec 4, 2014 to presentfactForm ADV
→ F•••••••• T••••••• I•••Registered adviserregistration: previous registration
Oct 10, 2012 to Dec 1, 2014factForm ADV
→ W•••• F•••• I•••••••• S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 25, 2010 to Jul 23, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:214aef3e-fa56-3b21-f9ac-27f0c40062bd
First observed: Dec 4, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.