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M•••••• J•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

M•••••• J•••• A•••••

Advisor at E••••••• I••••••••• L••

MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:214da64d-0fce-7f68-ba55-caaca511995b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• I••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Mar 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• I••••••••• L••	Former SEC adviser	May 25, 2012	n/a	yes	MORRISTOWN, NJ	Current employment
R••• A•••• S••••••••• L••	Former SEC adviser	Dec 12, 2019	Feb 23, 2021	no	ORONO, MN\|Morristown, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••• A•••• S••••••••• L••	n/a	Feb 23, 2021	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ E••••••• I••••••••• L••Registered adviserregistration: previous registration
Dec 8, 2009 to Jul 21, 2010factForm ADV
→ R••• A•••• S••••••••• L••Registered adviserregistration: previous registration
Dec 12, 2019 to Feb 23, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:214da64d-0fce-7f68-ba55-caaca511995b
First observed: Dec 8, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.