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Advisor at LPL FINANCIAL LLC
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 21, 2014 | n/a | yes | NEWPORT BEACH, CA | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Nov 15, 2005 | Apr 1, 2010 | no | LAKEWOOD, CO|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | LPL FINANCIAL LLC | Apr 1, 2010 | Apr 21, 2014 | 1,481 | Firm change after gap | Other |