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C•••••• F••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)38 years in industry

C•••••• F••••••• S••••••

Advisor at D•••••••• • C•••••• L••

ROANOKE, VA

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Search this name across graphsid dfx:ria:2159a393-39b4-2d92-ba60-f014ca4a11a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• • C•••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 29, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• • C•••••• L••	Bd affiliated wealth	Jan 13, 2003	n/a	yes	ROANOKE, VA	Current employment
N••••• • L•••• S••••••••• I•••	n/a	Aug 8, 2002	Jan 13, 2003	no	ROANOKE, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• • L•••• S••••••••• I•••	D•••••••• • C•••••• L••	Jan 13, 2003	Jan 13, 2003	0	Firm change	Other

Relationships

Registered with (2)

→ D•••••••• • C•••••• L••Registered adviserregistration: current employment
Jan 13, 2003 to presentfactForm ADV
→ N••••• • L•••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 8, 2002 to Jan 13, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2159a393-39b4-2d92-ba60-f014ca4a11a0
First observed: Aug 8, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.