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K•••••• K•• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

K•••••• K•• S•••••••••

Advisor at C••• P•••••••

San Jose, CA | OFALLON, MO

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Search this name across graphsid dfx:ria:215bd65b-dda2-44ba-b25b-0f03de7393ed

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••••	Independent wealth	Jan 29, 2025	n/a	yes	OFALLON, MO\|San Jose, CA	Current employment
G•••••• W••••• M••••••••• L••	State registered	Mar 8, 2024	Dec 23, 2024	no	Burlingame, CA\|RICHARDSON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• W••••• M••••••••• L••	C••• P•••••••	Dec 23, 2024	Jan 29, 2025	37	Firm change	Other

Relationships

Registered with (2)

→ C••• P•••••••Registered adviserregistration: current employment
Jan 29, 2025 to presentfactForm ADV
→ G•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 8, 2024 to Dec 23, 2024factForm ADV

Dated events

Occurred
Dec 23, 2024
Advisor changed firm
K•••••• K•• S••••••••• left G•••••• W••••• M••••••••• L•• for C••• P••••••• (registered 2025-01-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:215bd65b-dda2-44ba-b25b-0f03de7393ed
First observed: Mar 8, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.