DFX Intelligence

G••• B••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

G••• B••••• R••••

Advisor at H•••••••• F••••• O•••••

GILFORD, NH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• F••••• O•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 17, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• F••••• O•••••	Independent wealth	May 2, 2023	n/a	yes	GILFORD, NH	Current employment
D••••••• S••••••••• L••	Independent wealth	Mar 8, 2012	Nov 22, 2022	no	New York, NY\|Bedford, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• S••••••••• L••	H•••••••• F••••• O•••••	Nov 22, 2022	May 2, 2023	161	Firm change	RIA to RIA
M••••• S••••••	D••••••• S••••••••• L••	Mar 5, 2012	Mar 8, 2012

Relationships

Registered with (4)

→ H•••••••• F••••• O•••••Registered adviserregistration: current employment
May 2, 2023 to presentfactForm ADV
→ D••••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 8, 2012 to Nov 22, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Mar 5, 2012factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Order

Occurred
22 Nov 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 3, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.