DFX Intelligence

H••• R•••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

H••• R•••••• G•••

Advisor at O•••• W•••••• I•••

MACON, GA | WARNER ROBINS, GA

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Search this name across graphsid dfx:ria:21691795-4512-3dc1-8010-64a25ce23921

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Aug 23, 2019	n/a	yes	WARNER ROBINS, GA\|MACON, GA	Current employment
R•••••••• F•••••••• G••••• I•••	Former SEC adviser	Mar 17, 2015	Dec 15, 2021	no	WARNER ROBINS, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• F•••••••• G••••• I•••	O•••• W•••••• I•••	Dec 15, 2021	Aug 23, 2019	-845	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
119314:23131:GA:2021-12-15	Dec 15, 2021	Aug 23, 2019	WARNER ROBINS, GA	Firm change after gap

Relationships

Registered with (2)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Aug 23, 2019 to presentfactForm ADV
→ R•••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 17, 2015 to Dec 15, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21691795-4512-3dc1-8010-64a25ce23921
First observed: Mar 17, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.